John Constantine Rousos - Investment Adviser at TLG ADVISORS, INC.

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Detailed ReportReport

John Constantine Rousos

JOHN CONSTANTIN ROUSOS

CRD#: 735517

Investment Adviser

Broker

TLG ADVISORS, INC.CRD#: 111052

805 S McHenry Avenue, Suite I
Crystal Lake, IL 60014

THE LEADERS GROUP, INC.CRD#: 37157

805 S McHenry Avenue, Suite I
Crystal Lake, IL 60014

Registration History

Disclosure(s)

View By:

3/1/1991

Regulatory

Final

License(s)

State Registrations

Illinois 1/23/2023

South Carolina 1/10/2024

North Carolina 1/11/2023

Virginia 9/30/2024

SRO Registrations

FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

TLG ADVISORS, INC. (CRD#:111052)

805 S McHenry Avenue, Suite I, Crystal Lake, IL 60014

Registered with this firm since 1/23/2023

THE LEADERS GROUP, INC. (CRD#:37157)

805 S McHenry Avenue, Suite I, Crystal Lake, IL 60014

Registered with this firm since 1/10/2023

Previous Registration(s)

th hidden text	th hidden text	Name	Location
IA	07/17/2020 - 12/31/2022	SECURITIES AMERICA ADVISORS, INC. (CRD#:110518)	CHARLOTTE, NC
B	07/17/2020 - 12/31/2022	SECURITIES AMERICA, INC. (CRD#:10205)	Charlotte, NC
IA	02/19/2016 - 07/17/2020	INVESTACORP ADVISORY SERVICES INC (CRD#:109011)	CHARLOTTE, NC
B	02/18/2016 - 07/17/2020	INVESTACORP, INC. (CRD#:7684)	Charlotte, NC
IA	05/10/2010 - 12/31/2015	NFP ADVISOR SERVICES, LLC (CRD#:42046)	CHARLOTTE, NC
B	04/29/2010 - 12/31/2015	NFP ADVISOR SERVICES, LLC (CRD#:42046)	CHARLOTTE, NC
IA	08/02/2006 - 07/02/2009	SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499)	CHAPEL HILL, NC
B	05/11/2006 - 07/02/2009	SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499)	CHAPEL HILL, NC
B	03/29/2004 - 04/27/2006	BB&T INVESTMENT SERVICES, INC. (CRD#:33856)	CHARLOTTE, NC
B	10/01/2000 - 01/14/2004	WACHOVIA SECURITIES, LLC (CRD#:19616)	ST. LOUIS, MO
B	09/26/1996 - 10/01/2000	FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112)	CHARLOTTE, NC
B	02/01/1995 - 10/16/1995	BHCM INC. (CRD#:34637)	HOUSTON, TX
B	01/25/1993 - 02/01/1995	GNA SECURITIES, INC. (CRD#:10465)	GLEN ALLEN, VA
B	02/06/1991 - 06/09/1992	PHOENIX EQUITY PLANNING CORPORATION (CRD#:3036)	HARTFORD, CT
B	02/16/1984 - 12/05/1990	THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039)
B	01/12/1984 - 12/05/1990	EQUICO SECURITIES, INC. (CRD#:6627)	NEW YORK, NY
B	07/22/1981 - 12/05/1990	THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039)	NEW YORK, NY
B	07/22/1981 - 01/12/1984	EQUICO SECURITIES, INC. (CRD#:6627)	NEW YORK, NY

SECURITIES AMERICA ADVISORS, INC. (CRD#:110518)

CHARLOTTE, NC

07/17/2020 - 12/31/2022

SECURITIES AMERICA, INC. (CRD#:10205)

Charlotte, NC

07/17/2020 - 12/31/2022

INVESTACORP ADVISORY SERVICES INC (CRD#:109011)

CHARLOTTE, NC

02/19/2016 - 07/17/2020

INVESTACORP, INC. (CRD#:7684)

Charlotte, NC

02/18/2016 - 07/17/2020

NFP ADVISOR SERVICES, LLC (CRD#:42046)

CHARLOTTE, NC

05/10/2010 - 12/31/2015

NFP ADVISOR SERVICES, LLC (CRD#:42046)

CHARLOTTE, NC

04/29/2010 - 12/31/2015

SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499)

CHAPEL HILL, NC

08/02/2006 - 07/02/2009

SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499)

CHAPEL HILL, NC

05/11/2006 - 07/02/2009

BB&T INVESTMENT SERVICES, INC. (CRD#:33856)

CHARLOTTE, NC

03/29/2004 - 04/27/2006

WACHOVIA SECURITIES, LLC (CRD#:19616)

ST. LOUIS, MO

10/01/2000 - 01/14/2004

FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112)

CHARLOTTE, NC

09/26/1996 - 10/01/2000

BHCM INC. (CRD#:34637)

HOUSTON, TX

02/01/1995 - 10/16/1995

GNA SECURITIES, INC. (CRD#:10465)

GLEN ALLEN, VA

01/25/1993 - 02/01/1995

PHOENIX EQUITY PLANNING CORPORATION (CRD#:3036)

HARTFORD, CT

02/06/1991 - 06/09/1992

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039)

02/16/1984 - 12/05/1990

EQUICO SECURITIES, INC. (CRD#:6627)

NEW YORK, NY

01/12/1984 - 12/05/1990

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039)

NEW YORK, NY

07/22/1981 - 12/05/1990

EQUICO SECURITIES, INC. (CRD#:6627)

NEW YORK, NY

07/22/1981 - 01/12/1984

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Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.