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Detailed Report
Liam S Delaney
CRD#: 7354836
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 100 SECOND AVENUE SOUTH
SUITE 800
ST. PETERSBURG, FL 33701-4337
Registration History
2021202220232024202520262 FIRMS2022 - 2023 (1 year)2 FIRMS2023 - Present (1 year)BMORGAN STANLEY (CRD# 149777)2021 - 2021 (<1 year)
License(s)

State Registrations

B
Alabama 6/15/2023
B
Mississippi 6/15/2023
B
Alaska 6/15/2023
B
Missouri 6/15/2023
B
Arizona 6/15/2023
B
Nevada 6/15/2023
B
Arkansas 6/15/2023
B
New Jersey 6/15/2023
B
California 6/15/2023
B
New Mexico 6/15/2023
B
Colorado 6/15/2023
B
New York 6/15/2023
B
Connecticut 6/15/2023
B
North Carolina 6/15/2023
B
Delaware 6/15/2023
B
Ohio 6/15/2023
B
Florida 6/15/2023
B
Oklahoma 6/15/2023
IA
Florida 6/16/2023
B
Oregon 6/15/2023
B
Georgia 6/15/2023
B
Pennsylvania 6/15/2023
B
Hawaii 6/15/2023
B
Puerto Rico 6/15/2023
B
Illinois 6/15/2023
B
South Carolina 6/15/2023
B
Indiana 6/15/2023
B
Tennessee 6/15/2023
B
Kentucky 6/15/2023
B
Texas 6/15/2023
B
Louisiana 6/15/2023
B
Utah 6/15/2023
B
Maine 6/15/2023
B
Virginia 6/15/2023
B
Maryland 6/15/2023
B
Washington 6/15/2023
B
Massachusetts 6/15/2023
B
West Virginia 6/15/2023
B
Michigan 6/15/2023
B
Wisconsin 6/15/2023
B
Minnesota 6/15/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX PEARL, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
100 SECOND AVENUE SOUTH SUITE 800, ST. PETERSBURG, FL 33701-4337
St. Petersburg, FL
Registered with this firm since 6/16/2023
B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
100 SECOND AVENUE SOUTH SUITE 800, ST. PETERSBURG, FL 33701-4337
St. Petersburg, FL
Registered with this firm since 6/15/2023
Previous Registration(s)
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IA
 01/18/2022 - 06/26/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) TAMPA, FL
B
 01/13/2022 - 06/26/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) TAMPA, FL
B
 07/20/2021 - 10/26/2021 MORGAN STANLEY (CRD#:149777) Tampa, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.