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Detailed Report
AARON NATHANIEL EMORY
AARON EMORY
CRD#: 7354583
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 750 S NEW HOPE RD
GASTONIA, NC 28054
Registration History
2021202220232024202520262 FIRMS2024 - Present (<1 year)BFIRST CITIZENS INVESTOR SERVIC... (CRD# 44430)2021 - 2024 (2 years)BW&S BROKERAGE SERVICES, INC. (CRD# 8099)2021 - 2021 (<1 year)IAFIRST CITIZENS INVESTOR SERVIC... (CRD# 44430)2024 - 2024 (<1 year)
License(s)

State Registrations

B
North Carolina 6/24/2024
B
South Carolina 9/5/2024
IA
North Carolina 6/24/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
750 S NEW HOPE RD, GASTONIA, NC 28054
Registered with this firm since 6/24/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
750 S NEW HOPE RD, GASTONIA, NC 28054
Registered with this firm since 6/24/2024
Previous Registration(s)
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IA
 03/09/2024 - 06/05/2024 FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430) York, SC
B
 09/27/2021 - 06/05/2024 FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430) RALEIGH, NC
B
 05/17/2021 - 10/04/2021 W&S BROKERAGE SERVICES, INC. (CRD#:8099) SHELBY, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.