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Russell Joseph Noletto
Russell J. Noletto, Russell Noletto
CRD#: 7353874
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 ONE BRYANT PARK
NEW YORK, NY 10036
NEW YORK, NY 10036
0
Disclosures
3
Years of Experience
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State Registrations
B
Connecticut 9/9/2024
B
New York 2/24/2025
IA
Connecticut 9/9/2024
IA
New York 2/24/2025
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 9/9/2024
B
Registered with this firm since 9/9/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/03/2024 - 08/28/2024 | RYE, NY | |
B | 07/15/2022 - 08/28/2024 | RYE, NY | |
IA | 08/04/2021 - 06/14/2022 | Ponte Verde Beach, FL | |
B | 06/14/2021 - 06/14/2022 | Ponte Vedra Beach, FL |
Ponte Verde Beach, FL
08/04/2021 - 06/14/2022
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.