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Kaena Hazika Farmer
Kaena Farmer
CRD#: 7353309
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 Atlanta, GA
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct2026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2024 - Present (<1 year)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 5/9/2024

B
Nevada 8/21/2024

B
California 5/8/2024

B
New Jersey 5/8/2024

B
District of Columbia 5/9/2024

B
North Carolina 8/7/2024

B
Florida 5/9/2024

B
Ohio 12/2/2024

B
Georgia 5/8/2024

B
South Carolina 5/9/2024

IA
Georgia 5/10/2024

B
Tennessee 8/7/2024

B
Illinois 5/9/2024

B
Texas 5/1/2024

B
Iowa 8/21/2024

IA
Texas 5/1/2024

B
Maryland 5/8/2024

B
Virginia 5/8/2024

B
Massachusetts 12/11/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
Atlanta, GA
825 JUNIPER ST NE, ATLANTA, GA 30308-1311
Registered with this firm since 5/1/2024

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
Atlanta, GA
825 JUNIPER ST NE, ATLANTA, GA 30308-1311
Registered with this firm since 10/4/2023

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.