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JOHN S RENNIE
J S RENNIE, JOHN STEVEN RENNIE
CRD#: 735161
IA
B
MORGAN STANLEYCRD#: 149777 3909 Castlevale Rdoad
Suite 100
Yakima, WA 98902
Suite 100
Yakima, WA 98902
0
Disclosures
43
Years of Experience
View By:
State Registrations
B
Alabama 12/23/2024
B
Minnesota 3/15/2022
B
Alaska 6/1/2009
B
Missouri 3/15/2022
B
Arizona 9/20/2011
B
Montana 6/1/2009
B
Arkansas 2/10/2015
B
Nevada 10/24/2023
B
California 6/1/2009
B
New Jersey 5/8/2024
B
Colorado 6/1/2009
B
New York 4/26/2018
B
District of Columbia 3/15/2022
B
North Carolina 6/1/2009
B
Florida 1/25/2021
B
Ohio 2/25/2022
B
Hawaii 6/6/2013
B
Oregon 6/1/2009
B
Idaho 6/1/2009
B
Pennsylvania 6/1/2009
B
Indiana 11/21/2014
B
Tennessee 6/9/2020
B
Iowa 3/15/2022
B
Utah 11/26/2019
B
Louisiana 11/25/2024
B
Virginia 8/13/2015
B
Maryland 3/22/2023
B
Washington 6/1/2009
B
Massachusetts 10/24/2024
IA
Washington 6/1/2009
B
Michigan 2/3/2017
B
Wisconsin 3/15/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/11/1992 - 06/01/2009 | YAKIMA, WA | |
B | 07/20/1981 - 06/01/2009 | YAKIMA, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.