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Daisy Meza
CRD#: 7350459
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 430 N Michigan Ave
Chicago, IL 60611-4011
Registration History
202120222023202420252026IACHARLES SCHWAB & CO., INC. (CRD# 5393)2023 - Present (1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2022 - Present (2 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2021 - 2022 (<1 year)
License(s)

State Registrations

B
Florida 11/27/2024

IA
Illinois 4/12/2023

B
Illinois 6/9/2022

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
430 N Michigan Ave, Chicago, IL 60611-4011
Registered with this firm since 4/12/2023

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
430 N Michigan Ave, Chicago, IL 60611-4011
Registered with this firm since 6/9/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/17/2021 - 04/20/2022 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) Glendale, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.