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Detailed Report
Joseph Patrick Soja
CRD#: 7350321
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Investment Adviser
KNIGHTS OF COLUMBUS ASSET ADVISORS LLCCRD#: 174129 Fort Collins, CO
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IAKNIGHTS OF COLUMBUS ASSET ADVI... (CRD# 174129)2022 - Present (2 years)
License(s)

State Registrations

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Colorado 12/14/2022
Current Registration(s)
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KNIGHTS OF COLUMBUS ASSET ADVISORS LLC (CRD#:174129)
Fort Collins, CO
Registered with this firm since 12/14/2022
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.