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Detailed Report
Brook Lauren Benson
CRD#: 7349826
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3883 Howard Hughes Pkwy
Ste 300
Las Vegas, NV 89169-0968
Registration History
202120222023202420252026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2022 - Present (2 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2021 - Present (3 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)2021 - 2021 (<1 year)
License(s)

State Registrations

B
Alabama 2/21/2023
B
Nebraska 2/21/2023
B
Alaska 2/21/2023
B
Nevada 9/19/2022
B
Arizona 2/21/2023
IA
Nevada 9/29/2022
B
Arkansas 2/21/2023
B
New Hampshire 9/20/2022
B
California 2/21/2023
B
New Jersey 9/20/2022
B
Colorado 2/21/2023
B
New Mexico 2/21/2023
B
Connecticut 9/20/2022
B
New York 9/20/2022
B
Delaware 9/20/2022
B
North Carolina 2/21/2023
B
District of Columbia 9/20/2022
B
North Dakota 2/21/2023
B
Florida 2/21/2023
B
Ohio 2/21/2023
B
Georgia 2/21/2023
B
Oklahoma 2/21/2023
B
Hawaii 2/21/2023
B
Oregon 2/21/2023
B
Idaho 2/21/2023
B
Pennsylvania 9/20/2022
B
Illinois 2/21/2023
B
Rhode Island 9/20/2022
B
Indiana 2/21/2023
B
South Carolina 2/21/2023
B
Iowa 2/21/2023
B
South Dakota 2/21/2023
B
Kansas 2/21/2023
B
Tennessee 2/21/2023
B
Kentucky 2/21/2023
B
Texas 2/21/2023
B
Louisiana 2/21/2023
IA
Texas 2/21/2023
B
Maine 9/20/2022
B
Utah 2/21/2023
B
Maryland 9/20/2022
B
Vermont 9/20/2022
B
Massachusetts 9/20/2022
B
Virginia 2/21/2023
B
Michigan 2/21/2023
B
Washington 2/21/2023
B
Minnesota 2/21/2023
B
West Virginia 2/21/2023
B
Mississippi 2/21/2023
B
Wisconsin 2/21/2023
B
Missouri 2/21/2023
B
Wyoming 2/21/2023
B
Montana 2/21/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3883 Howard Hughes Pkwy Ste 300, Las Vegas, NV 89169-0968
Las Vegas, NV
Registered with this firm since 9/29/2022
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3883 Howard Hughes Pkwy Ste 300, Las Vegas, NV 89169-0968
Las Vegas, NV
Registered with this firm since 7/26/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 06/16/2021 - 06/21/2021 EQUITABLE ADVISORS, LLC (CRD#:6627) LAS VEGAS, NV
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.