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Dakota Lewis
CRD#: 7349420
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 7301 N. FEDERAL BLVD.
WESTMINSTER, CO 80030
Registration History
202120222023202420252026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 11/2/2023

B
Montana 3/13/2023

B
Alaska 1/20/2023

B
Nebraska 8/5/2024

B
Arizona 1/20/2023

B
Nevada 1/20/2023

B
Arkansas 4/14/2024

B
New Jersey 1/20/2023

B
California 1/20/2023

B
New Mexico 3/13/2023

B
Colorado 5/3/2021

B
New York 1/20/2023

IA
Colorado 11/9/2022

B
North Carolina 1/20/2023

B
Connecticut 6/29/2023

B
North Dakota 3/13/2023

B
Delaware 11/2/2023

B
Ohio 6/30/2023

B
District of Columbia 6/29/2023

B
Oklahoma 3/13/2023

B
Florida 1/20/2023

B
Oregon 1/20/2023

B
Georgia 1/20/2023

B
Pennsylvania 6/29/2023

B
Hawaii 2/6/2023

B
Rhode Island 11/2/2023

B
Idaho 1/20/2023

B
South Carolina 11/2/2023

B
Illinois 3/13/2023

B
South Dakota 11/2/2023

B
Indiana 11/2/2023

B
Tennessee 3/13/2023

B
Iowa 4/14/2024

B
Texas 1/20/2023

B
Kansas 11/2/2023

IA
Texas 2/3/2023

B
Kentucky 6/29/2023

B
Utah 1/20/2023

B
Louisiana 11/2/2023

B
Vermont 8/8/2024

B
Maine 8/8/2024

B
Virginia 6/29/2023

B
Maryland 11/2/2023

B
Washington 1/20/2023

B
Massachusetts 6/29/2023

B
West Virginia 11/2/2023

B
Michigan 2/22/2024

B
Wisconsin 1/20/2023

B
Minnesota 4/14/2024

B
Wyoming 1/20/2023

B
Missouri 6/29/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
7301 N. FEDERAL BLVD., WESTMINSTER, CO 80030
Registered with this firm since 11/9/2022

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
7301 N. FEDERAL BLVD., WESTMINSTER, CO 80030
Registered with this firm since 5/3/2021

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.