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Detailed Report
James Albert Henry Jr
James Henry
CRD#: 7347272
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Investment Adviser
TD PRIVATE CLIENT WEALTH LLCCRD#: 164484 61 MAIN STREET
ANDOVER, MA 01810
Registration History
202120222023202420252026IATD PRIVATE CLIENT WEALTH LLC (CRD# 164484)2021 - Present (3 years)
License(s)

State Registrations

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Florida 10/8/2024
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New Jersey 5/26/2021
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Massachusetts 1/3/2022
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South Carolina 3/7/2025
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New Hampshire 6/16/2022
Current Registration(s)
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TD PRIVATE CLIENT WEALTH LLC (CRD#:164484)
61 MAIN STREET, ANDOVER, MA 01810
Registered with this firm since 5/26/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.