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Penelope Claire C Holmes
Claire Crump Holmes, Claire Holmes
CRD#: 7346833
IA
Investment Adviser
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Previous Broker
COMPASS WEALTH MANAGEMENT, LLCCRD#: 156482 3340 PEACHTREE RD NE
SUITE 620
ATLANTA, GA 30326
Registration History
202120222023202420252026IACOMPASS WEALTH MANAGEMENT, LLC (CRD# 156482)2023 - Present (1 year)BE*TRADE SECURITIES LLC (CRD# 29106)2021 - 2021 (<1 year)
License(s)

State Registrations

IA
Georgia 12/21/2023

Current Registration(s)
IA
COMPASS WEALTH MANAGEMENT, LLC (CRD#:156482)
3340 PEACHTREE RD NE SUITE 620, ATLANTA, GA 30326
Registered with this firm since 12/21/2023

Previous Registration(s)
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07/22/2021 - 08/23/2021 E*TRADE SECURITIES LLC (CRD#:29106) ALPHARETTA, GA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.