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Detailed Report
Wilson J. Azer
Joe Azer, Wilson J Azer, Wilson Joseph Azer, Wilson Azer
CRD#: 7345692
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 9151 W. SAHARA AVE., SUITE 100
LAS VEGAS, NV 89117
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2023 - Present (1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2023 - 2023 (<1 year)BTD AMERITRADE, INC. (CRD# 7870)2021 - 2023 (1 year)
Disclosure(s)
View By:
9/16/2002
Criminal
Final Disposition
License(s)

State Registrations

B
Nevada 10/31/2023
B
North Carolina 10/26/2023
IA
Nevada 12/6/2023
B
Texas 10/26/2023
B
New York 2/23/2025
IA
Texas 11/30/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
9151 W. SAHARA AVE., SUITE 100, LAS VEGAS, NV 89117
Registered with this firm since 11/30/2023
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
9151 W. SAHARA AVE., SUITE 100, LAS VEGAS, NV 89117
Registered with this firm since 10/25/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 04/21/2023 - 10/16/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) Omaha, NE
B
 07/20/2021 - 04/21/2023 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.