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CARROLL THOMAS CLARK JR
TOM CLARK
CRD#: 734524
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 15715 S DIXIE HWY
STE 413
MIAMI, FL 33157-1884
Registration History
198519901995200020052010201520202025IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1987 - Present (37 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1981 - Present (43 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1981 - 2006 (25 years)BIDS FINANCIAL SERVICES INC. (CRD# 6320)1981 - 1986 (5 years)
Disclosure(s)
View By:
2/2/2017
Customer Dispute
Award / Judgment
5/2/2016
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 8/23/2006

B
Nebraska 8/21/1992

B
Alaska 2/9/2024

B
New Jersey 2/17/1995

B
California 7/25/2003

B
New Mexico 2/9/2024

B
Colorado 1/17/2023

B
New York 8/11/1992

B
Connecticut 9/20/2023

B
North Carolina 5/31/1995

B
Florida 12/24/1986

B
Ohio 3/5/2020

IA
Florida 4/3/1987

B
Oregon 7/25/2003

B
Georgia 2/16/1995

B
Pennsylvania 12/10/1998

B
Illinois 12/6/2010

B
South Carolina 7/20/2005

B
Kentucky 6/25/2021

B
Tennessee 1/7/2016

B
Louisiana 12/15/2014

B
Texas 1/3/2007

B
Maryland 3/21/2019

IA
Texas 1/11/2007

B
Michigan 8/19/2014

B
Virgin Islands 1/25/2024

B
Mississippi 7/28/1999

B
Virginia 7/25/2003

B
Missouri 8/13/2019

B
Washington 11/6/2012

B
Montana 5/29/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
15715 S DIXIE HWY STE 413, MIAMI, FL 33157-1884
Cape Coral, FL
Registered with this firm since 4/3/1987

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
15715 S DIXIE HWY STE 413, MIAMI, FL 33157-1884
Cape Coral, FL
Registered with this firm since 7/24/1981

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/24/1981 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
07/24/1981 - 12/24/1986 IDS FINANCIAL SERVICES INC. (CRD#:6320)
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.