• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ARTHUR EUGENE MOLLOY
CRD#: 734407
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL GROUP, LLCCRD#: 7717 12680 High Bluff Dr
STE 250
SAN DIEGO, CA 92130
Registration History
198519901995200020052010201520202025IAINDEPENDENT FINANCIAL GROUP, LLC (CRD# 7717)2005 - Present (19 years)BINDEPENDENT FINANCIAL GROUP, LLC (CRD# 7717)2003 - Present (21 years)BSENTRA SECURITIES CORPORATION (CRD# 10249)1995 - 2003 (8 years)BHORNOR, TOWNSEND & KENT, INC. (CRD# 4031)1987 - 1995 (8 years)BAMERICAN CAPITAL SECURITIES (CRD# 13606)1983 - 1990 (6 years)BANCHOR NATIONAL FINANCIAL SERV... (CRD# 5774)1981 - 1983 (2 years)IACAPITAL GROWTH INVESTMENT MANA... (CRD# 106952)2017 - 2022 (5 years)IACAPITAL GROWTH INVESTMENT MANA... (CRD# 106952)2003 - 2016 (13 years)IAINDEPENDENT FINANCIAL GROUP, LLC (CRD# 125953)2003 - 2005 (1 year)IASENTRA SECURITIES CORP (CRD# 10249)1997 - 2003 (6 years)
Disclosure(s)
View By:
5/18/1987
Regulatory
Final
License(s)

State Registrations

B
Alabama 1/3/2023

B
Montana 1/2/2004

B
Alaska 1/3/2023

B
Nebraska 1/24/2023

B
Arizona 12/10/2003

B
Nevada 12/10/2003

B
Arkansas 1/10/2023

B
New Hampshire 9/19/2024

B
California 12/10/2003

B
New Jersey 12/10/2003

IA
California 10/21/2005

B
New Mexico 12/10/2003

B
Colorado 12/10/2003

B
New York 12/10/2003

B
Connecticut 12/10/2003

B
North Carolina 12/10/2003

B
Delaware 9/24/2024

B
North Dakota 4/16/2019

B
District of Columbia 1/10/2023

B
Ohio 12/10/2003

B
Florida 1/2/2004

B
Oklahoma 1/5/2023

B
Georgia 12/11/2003

B
Oregon 12/10/2003

B
Hawaii 1/16/2004

B
Pennsylvania 12/10/2003

B
Idaho 9/29/2011

B
Puerto Rico 9/20/2024

B
Illinois 12/11/2003

B
Rhode Island 9/18/2024

B
Indiana 12/19/2003

B
South Carolina 9/30/2011

B
Iowa 10/12/2021

B
South Dakota 11/28/2023

B
Kansas 1/11/2011

B
Tennessee 5/4/2015

B
Kentucky 11/17/2021

B
Texas 12/10/2003

B
Louisiana 9/30/2011

IA
Texas 6/21/2011

B
Maine 9/19/2024

B
Utah 12/10/2003

B
Maryland 2/18/2016

B
Vermont 9/18/2024

B
Massachusetts 1/2/2004

B
Virginia 12/10/2003

B
Michigan 1/9/2023

B
Washington 12/10/2003

B
Minnesota 8/22/2008

B
West Virginia 9/19/2024

B
Mississippi 9/17/2024

B
Wisconsin 1/3/2023

B
Missouri 9/18/2024

B
Wyoming 1/23/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
12680 High Bluff Dr STE 250, SAN DIEGO, CA 92130
Registered with this firm since 10/21/2005

B
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
12680 High Bluff Dr STE 250, SAN DIEGO, CA 92130
Registered with this firm since 12/10/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/15/2017 - 05/12/2022 CAPITAL GROWTH INVESTMENT MANAGEMENT SERVICES (CRD#:106952) San Diego, CA
IA
01/22/2003 - 12/31/2016 CAPITAL GROWTH INVESTMENT MANAGEMENT SERVICES (CRD#:106952) SAN DIEGO, CA
IA
12/10/2003 - 10/21/2005 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:125953) LA JOLLA, CA
IA
12/16/1997 - 12/16/2003 SENTRA SECURITIES CORP (CRD#:10249) SAN DIEGO, CA
B
09/12/1995 - 12/16/2003 SENTRA SECURITIES CORPORATION (CRD#:10249) PHOENIX, AZ
B
05/19/1987 - 09/11/1995 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) CONSHOHOCKEN, PA
B
09/29/1983 - 02/14/1990 AMERICAN CAPITAL SECURITIES (CRD#:13606)
B
07/20/1981 - 11/08/1983 ANCHOR NATIONAL FINANCIAL SERVICES, INC. (CRD#:5774)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.