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Detailed Report
PHILLIP QUINN COUTURE
CRD#: 734399
IA
Investment Adviser
B
Previous Broker
COUTURE FINANCIAL INC.CRD#: 134303 1800 2ND ST.
SUITE 881
SARASOTA, FL 34236-5988
Registration History
198519901995200020052010201520202025IACOUTURE FINANCIAL INC. (CRD# 134303)2005 - Present (19 years)BMERCURY SECURITIES, LLC (CRD# 40368)2015 - 2015 (<1 year)BCALTON & ASSOCIATES, INC. (CRD# 20999)2009 - 2014 (5 years)BSIGMA FINANCIAL CORPORATION (CRD# 14303)1995 - 2008 (13 years)BCONSOLIDATED INVESTMENT SERVIC... (CRD# 7929)1983 - 1995 (11 years)BMERIDIAN ASSOCIATES, INC. (CRD# 15294)1991 - 1991 (<1 year)BAMERITRUST EQUITIES, INC. (CRD# 19022)1987 - 1988 (1 year)BUNIVERSITY SECURITIES CORPORATION (CRD# 6518)1981 - 1983 (2 years)
Disclosure(s)
View By:
10/20/2015
Regulatory
Final
License(s)

State Registrations

IA
Florida 6/9/2006
Current Registration(s)
IA
COUTURE FINANCIAL INC. (CRD#:134303)
1800 2ND ST. SUITE 881, SARASOTA, FL 34236-5988
Registered with this firm since 6/2/2005
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/07/2015 - 10/02/2015 MERCURY SECURITIES, LLC (CRD#:40368) Sarasota, FL
B
 01/02/2009 - 12/31/2014 CALTON & ASSOCIATES, INC. (CRD#:20999) SARASOTA, FL
B
 03/02/1995 - 12/31/2008 SIGMA FINANCIAL CORPORATION (CRD#:14303) SARASOTA, FL
B
 11/22/1983 - 02/13/1995 CONSOLIDATED INVESTMENT SERVICES, INC. (CRD#:7929) LITTLETON, CO
B
 02/06/1991 - 10/04/1991 MERIDIAN ASSOCIATES, INC. (CRD#:15294)
B
 09/09/1987 - 09/22/1988 AMERITRUST EQUITIES, INC. (CRD#:19022)
B
 07/20/1981 - 11/08/1983 UNIVERSITY SECURITIES CORPORATION (CRD#:6518)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.