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Detailed Report
Anthony N de Gaston
Anthony Neal de Gaston
CRD#: 7343186
IA
Investment Adviser
B
Broker
NORTHBRIDGE FINANCIAL GROUP, LLCCRD#: 310394 4300 WEST CYPRESS STREET
MERIDIAN TWO BUILDING, SUITE 370
TAMPA, FL 33607
LPL FINANCIAL LLCCRD#: 6413 4300 W. CYPRESS ST. SUITE 370
TAMPA, FL 33607
Registration History
2024AprJulOct2025AprJulOct2026Apr3 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Florida 8/12/2024
IA
Florida 10/16/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHBRIDGE FINANCIAL GROUP, LLC (CRD#:310394)
4300 WEST CYPRESS STREET MERIDIAN TWO BUILDING, SUITE 370, TAMPA, FL 33607
Registered with this firm since 11/26/2024
IA
LPL FINANCIAL LLC (CRD#:6413)
4300 W. CYPRESS ST. SUITE 370, TAMPA, FL 33607
Registered with this firm since 10/16/2024
B
LPL FINANCIAL LLC (CRD#:6413)
4300 W. CYPRESS ST. SUITE 370, TAMPA, FL 33607
Registered with this firm since 8/12/2024
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.