Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
PAUL JOSEPH GILLAM JR
CRD#: 734277
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 150 N RADNOR-CHESTER RD
STE A100
WAYNE, PA 19087
Registration History
1985199019952000200520102015202020252 FIRMS1998 - 2003 (4 years)IAWELLS FARGO ADVISORS (CRD# 19616)2016 - Present (8 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2003 - Present (21 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1988 - 1998 (9 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1988 - 1988 (<1 year)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1987 - 1988 (<1 year)BLEGG MASON MASTEN INC. (CRD# 2)1987 - 1987 (<1 year)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1983 - 1987 (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1981 - 1983 (2 years)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2003 - 2015 (12 years)
License(s)

State Registrations

B
California 12/20/2013
B
North Carolina 7/12/2021
B
Connecticut 8/25/2023
B
Oregon 9/19/2008
B
Florida 4/18/2006
B
Pennsylvania 7/1/2003
B
Georgia 6/27/2022
IA
Pennsylvania 9/2/2016
B
Maine 9/16/2019
B
Texas 5/5/2015
B
Maryland 7/26/2006
IA
Texas 4/28/2017
B
New York 7/17/2007

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
150 N RADNOR-CHESTER RD STE A100, WAYNE, PA 19087
Chester Springs, PA
Registered with this firm since 9/2/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
150 N RADNOR-CHESTER RD STE A100, WAYNE, PA 19087
Chester Springs, PA
Registered with this firm since 7/1/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/01/2003 - 09/03/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) RADNOR, PA
IA
 09/25/1998 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) BRYN MAWR, PA
B
 09/25/1998 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 10/03/1988 - 09/22/1998 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 02/09/1988 - 10/14/1988 PAINEWEBBER INCORPORATED (CRD#:8174)
B
 11/03/1987 - 01/18/1988 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555)
B
 10/30/1987 - 11/04/1987 LEGG MASON MASTEN INC. (CRD#:2)
B
 07/20/1983 - 10/30/1987 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555)
B
 06/23/1981 - 07/19/1983 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.