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Detailed Report
ARNOLD CHARLES CARNEVALE JR
ARNOLD C. CARNEVALE JR. JR
CRD#: 734273
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 150 RADNOR-CHESTER ROAD
SUITE B100
RADNOR, PA 19087
Registration History
1985199019952000200520102015202020252 FIRMS2012 - Present (12 years)BMORGAN STANLEY SMITH BARNEY (CRD# 149777)2009 - 2012 (3 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2009 (3 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1987 - 2006 (18 years)BLEGG MASON MASTEN INC. (CRD# 2)1987 - 1987 (<1 year)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1983 - 1987 (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1981 - 1983 (2 years)
License(s)

State Registrations

B
Arizona 9/4/2024
B
New Jersey 6/28/2012
B
California 6/28/2012
B
New York 11/20/2020
IA
California 8/13/2012
B
North Carolina 6/20/2024
B
Delaware 12/9/2024
B
Pennsylvania 6/28/2012
B
District of Columbia 4/8/2015
IA
Pennsylvania 8/8/2012
B
Florida 6/28/2012
B
Rhode Island 6/28/2012
IA
Florida 8/13/2012
B
South Carolina 8/5/2021
B
Illinois 6/28/2012
B
Texas 6/28/2012
B
Louisiana 2/7/2022
IA
Texas 8/15/2012
B
Maine 11/4/2021
B
Virginia 6/28/2012
B
Maryland 6/28/2012
B
Wisconsin 11/5/2021
B
Massachusetts 3/1/2019

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
150 RADNOR-CHESTER ROAD SUITE B100, RADNOR, PA 19087
Registered with this firm since 8/8/2012
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
150 RADNOR-CHESTER ROAD SUITE B100, RADNOR, PA 19087
Registered with this firm since 6/28/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 06/01/2009 - 07/11/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) BLUE BELL, PA
B
 02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BLUE BELL, PA
B
 11/03/1987 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BLUE BELL, PA
B
 10/30/1987 - 11/04/1987 LEGG MASON MASTEN INC. (CRD#:2)
B
 07/20/1983 - 10/30/1987 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555)
B
 06/23/1981 - 07/18/1983 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.