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Richard William Jones
Rick William Jones
CRD#: 7342213
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 4100 Alpha Rd Suite 464
Dallas, TX 75244
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 4100 Alpha Rd Suite 464
Dallas, TX 75244
Registration History
2021202220232024202520262 FIRMS2022 - Present (2 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2021 - 2022 (<1 year)
License(s)

State Registrations

B
Arizona 1/10/2023

B
Massachusetts 10/29/2024

B
Arkansas 6/15/2022

B
Oregon 10/20/2022

B
California 12/13/2023

B
Tennessee 9/17/2024

B
Colorado 1/2/2024

B
Texas 4/19/2022

B
Illinois 2/14/2023

IA
Texas 4/19/2022

B
Maryland 2/7/2025

B
Washington 5/17/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
4100 Alpha Rd Suite 464, Dallas, TX 75244
Dallas, TX
Registered with this firm since 4/19/2022

IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
4100 Alpha Rd Suite 464, Dallas, TX 75244
Dallas, TX
Registered with this firm since 4/19/2022

Previous Registration(s)
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B
12/07/2021 - 04/12/2022 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) ADDISON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.