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Erin Messier
Erin Perryman
CRD#: 7341242
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 ONE STATE STREET
16TH FLOOR
HARTFORD, CT 06103
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct2026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2024 - Present (<1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2023 - Present (1 year)
License(s)

State Registrations

B
Connecticut 4/29/2024

IA
Connecticut 4/29/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE STATE STREET 16TH FLOOR, HARTFORD, CT 06103
Registered with this firm since 4/29/2024

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE STATE STREET 16TH FLOOR, HARTFORD, CT 06103
Registered with this firm since 10/23/2023

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B
Broker
IA
Investment Adviser
Disclosures
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