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HUGH MACK SLOAN
CRD#: 734065
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5005 MARYLAND WAY STE 125
BRENTWOOD, TN 37027
Registration History
1985199019952000200520102015202020252 FIRMS1999 - 2009 (9 years)2 FIRMS2009 - 2014 (5 years)2 FIRMS2014 - 2021 (6 years)2 FIRMS2021 - Present (3 years)BFIRST UNION CAPITAL MARKETS CORP. (CRD# 6124)1995 - 1999 (4 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)1994 - 1995 (1 year)BJ.C. BRADFORD & CO. (CRD# 1287)1988 - 1994 (5 years)BJ.C. BRADFORD & CO. (CRD# 1287)1982 - 1994 (11 years)BPROGRESSIVE RESOURCES, INC. (CRD# 14946)1988 - 1988 (<1 year)BJ.C. BRADFORD & CO. (CRD# 1287)1982 - 1988 (6 years)BCRC INVESTMENTS, INC. (CRD# 10475)1982 - 1982 (<1 year)BFREEMAN BROTHERS INVESTMENTS, INC. (CRD# 10002)1981 - 1982 (<1 year)
Disclosure(s)
View By:
6/13/2006
Customer Dispute
Withdrawn
8/28/1995
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 3/25/2021

B
Nevada 8/14/2023

B
Arizona 8/16/2023

B
North Carolina 3/1/2021

B
California 3/1/2021

B
Ohio 8/8/2023

B
Colorado 7/19/2023

B
Oregon 6/18/2021

B
Connecticut 3/1/2021

B
Pennsylvania 8/8/2023

B
Florida 3/1/2021

B
South Carolina 3/1/2021

B
Georgia 3/1/2021

B
Tennessee 3/1/2021

B
Hawaii 3/1/2021

IA
Tennessee 3/2/2021

B
Illinois 4/21/2022

B
Texas 3/1/2021

B
Kansas 2/10/2025

IA
Texas 3/1/2021

B
Kentucky 3/1/2021

B
Vermont 8/8/2023

B
Maryland 8/14/2023

B
Virginia 3/1/2021

B
Massachusetts 1/3/2025

B
Washington 3/1/2021

B
Michigan 8/9/2023

B
West Virginia 4/8/2024

B
Mississippi 8/10/2023

B
Wisconsin 1/15/2025

B
Montana 8/10/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5005 MARYLAND WAY STE 125, BRENTWOOD, TN 37027
Nashville, TN
Registered with this firm since 3/1/2021

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5005 MARYLAND WAY STE 125, BRENTWOOD, TN 37027
Nashville, TN
Registered with this firm since 3/1/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/15/2014 - 03/24/2021 MORGAN STANLEY (CRD#:149777) NASHVILLE, TN
B
08/15/2014 - 03/24/2021 MORGAN STANLEY (CRD#:149777) NASHVILLE, TN
IA
03/27/2009 - 08/27/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) NASHVILLE, TN
B
03/26/2009 - 08/27/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) NASHVILLE, TN
IA
10/01/1999 - 03/26/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) BRENTWOOD, TN
B
10/01/1999 - 03/26/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) BRENTWOOD, TN
B
08/15/1995 - 10/01/1999 FIRST UNION CAPITAL MARKETS CORP. (CRD#:6124) CHARLOTTE, NC
B
02/23/1994 - 08/30/1995 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
B
12/20/1988 - 02/16/1994 J.C. BRADFORD & CO. (CRD#:1287)
B
12/22/1982 - 02/16/1994 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
B
10/13/1988 - 12/20/1988 PROGRESSIVE RESOURCES, INC. (CRD#:14946)
B
08/04/1982 - 10/19/1988 J.C. BRADFORD & CO. (CRD#:1287)
B
05/07/1982 - 07/26/1982 CRC INVESTMENTS, INC. (CRD#:10475)
B
06/12/1981 - 01/18/1982 FREEMAN BROTHERS INVESTMENTS, INC. (CRD#:10002)
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.