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Detailed Report
Matthew Jon Gatherum
CRD#: 7339528
IA
Investment Adviser
B
Broker
ONEAMERICA SECURITIES, INC.CRD#: 4173 1225 E Fort Union Blvd
Suite 350
Cottonwood Heights, UT 84047
Registration History
2021202220232024202520262 FIRMS2021 - Present (3 years)
License(s)

State Registrations

IA
Arizona 1/18/2024
B
New Mexico 12/1/2021
B
California 2/24/2022
IA
New Mexico 1/4/2022
IA
California 2/24/2022
IA
North Carolina 6/17/2024
B
Florida 1/10/2023
IA
South Carolina 2/7/2025
IA
Florida 1/11/2023
B
Utah 5/11/2021
B
Idaho 7/28/2021
IA
Utah 7/14/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ONEAMERICA SECURITIES, INC. (CRD#:4173)
1225 E Fort Union Blvd Suite 350, Cottonwood Heights, UT 84047
Registered with this firm since 7/14/2021
B
ONEAMERICA SECURITIES, INC. (CRD#:4173)
1225 E Fort Union Blvd Suite 350, Cottonwood Heights, UT 84047
Registered with this firm since 4/22/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.