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JACQUELIN ALINE MOODY
JACQUELIN ALINE BRUENING, JACKIE MOODY, JACQUELINE A MOODY, JACQUELINE ALINE MOODY
CRD#: 733918
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 5746 PARK CENTER COURT
TOLEDO, OH 43615
CETERA ADVISORS LLCCRD#: 10299 5746 PARK CENTER COURT
TOLEDO, OH 43615
Registration History
1985199019952000200520102015202020252 FIRMS1981 - 1985 (3 years)2 FIRMS1995 - 1995 (<1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2017 - Present (7 years)BLPL FINANCIAL LLC (CRD# 6413)2000 - 2017 (17 years)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)1995 - 2000 (5 years)BBIRCHTREE FINANCIAL SERVICES, INC. (CRD# 15014)1995 - 1997 (1 year)BROBERT THOMAS SECURITIES, INC (CRD# 10147)1993 - 1994 (1 year)BNORTH AMERICAN FINANCIAL GROUP... (CRD# 22273)1992 - 1993 (1 year)BSIGMA FINANCIAL CORPORATION (CRD# 14303)1989 - 1992 (2 years)BSIGMA FINANCIAL CORPORATION (CRD# 14303)1986 - 1992 (5 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1986 - 1990 (3 years)BINTEGRATED RESOURCES EQUITY CO... (CRD# 6403)1987 - 1989 (1 year)BSIGMA FINANCIAL CORPORATION (CRD# 14303)1986 - 1987 (1 year)BE.I. SALES, INC. (CRD# 1703)1985 - 1986 (<1 year)IACETERA ADVISORS LLC (CRD# 10299)2017 - 2024 (6 years)IAM1 CAPITAL MANAGEMENT LLC (CRD# 158269)2021 - 2023 (2 years)IAPARK AVENUE WEALTH MANAGEMENT, LLC (CRD# 290698)2018 - 2020 (2 years)IALPL FINANCIAL LLC (CRD# 6413)2002 - 2017 (15 years)IAPARK AVENUE WEALTH MANAGEMENT, LLC (CRD# 124422)2010 - 2014 (3 years)
License(s)

State Registrations

B
Colorado 11/11/2024

IA
Michigan 3/21/2024

B
Georgia 5/15/2024

B
Ohio 10/31/2017

B
Michigan 10/31/2017

IA
Ohio 3/21/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
5746 PARK CENTER COURT, TOLEDO, OH 43615
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
5746 PARK CENTER COURT, TOLEDO, OH 43615
Registered with this firm since 10/31/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/31/2017 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) NOVI, MI
IA
10/26/2021 - 11/03/2023 M1 CAPITAL MANAGEMENT LLC (CRD#:158269) Munith, MI
IA
10/19/2018 - 12/31/2020 PARK AVENUE WEALTH MANAGEMENT, LLC (CRD#:290698) LIVONIA, MI
IA
01/22/2002 - 11/07/2017 LPL FINANCIAL LLC (CRD#:6413) LIVONIA, MI
B
11/24/2000 - 11/07/2017 LPL FINANCIAL LLC (CRD#:6413) LIVONIA, MI
IA
12/21/2010 - 07/21/2014 PARK AVENUE WEALTH MANAGEMENT, LLC (CRD#:124422) LIVONIA, MI
B
06/30/1995 - 11/27/2000 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
B
12/08/1995 - 02/10/1997 BIRCHTREE FINANCIAL SERVICES, INC. (CRD#:15014) MINNEAPOLIS, MN
B
02/07/1995 - 12/15/1995 FINANCIAL SERVICES INTERNATIONAL CORP. (CRD#:37813) BOCA RATON, FL
B
01/11/1995 - 02/14/1995 MADISON GROUP SECURITIES INC. (CRD#:30056) FEDERAL WAY, WA
B
03/30/1993 - 12/30/1994 ROBERT THOMAS SECURITIES, INC (CRD#:10147) ST. PETERSBURG, FL
B
01/20/1992 - 04/06/1993 NORTH AMERICAN FINANCIAL GROUP, INC. (CRD#:22273) WARREN, MI
B
07/05/1989 - 01/24/1992 SIGMA FINANCIAL CORPORATION (CRD#:14303)
B
12/23/1986 - 01/24/1992 SIGMA FINANCIAL CORPORATION (CRD#:14303) ANN ARBOR, MI
B
07/11/1986 - 05/25/1990 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
11/24/1987 - 06/23/1989 INTEGRATED RESOURCES EQUITY CORPORATION (CRD#:6403)
B
03/26/1986 - 11/30/1987 SIGMA FINANCIAL CORPORATION (CRD#:14303)
B
06/03/1985 - 04/01/1986 E.I. SALES, INC. (CRD#:1703)
B
07/08/1981 - 06/21/1985 EQUICO SECURITIES, INC. (CRD#:6627)
B
07/08/1981 - 06/21/1985 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039)
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B
Broker
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Investment Adviser
Disclosures
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