Individual Firm
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MARCO PHILIP YEPPEZ
MARCO YEPPEZ
CRD#: 7337704
IA
B
WELLS FARGO ADVISORSCRD#: 19616 13703 W IH 10
SAN ANTONIO, TX 78249
SAN ANTONIO, TX 78249
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2/2/2022
Financial
Final
1/3/2022
Financial
Final
8/24/2021
Financial
Final
6/19/2019
Financial
Final
State Registrations
B
Texas 4/30/2024
IA
Texas 5/31/2024
SRO Registrations
B
B
B
B
B
B
B
B
B
B
B
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Learn about permitted activities of registered principals
IA
Registered with this firm since 5/31/2024
B
Registered with this firm since 4/29/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/25/2022 - 05/16/2023 | COVINGTON, KY | |
B | 09/27/2021 - 01/10/2022 | Austin, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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