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FRANCIS JUDE MAUS
CRD#: 733769
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 201 E. Las Olas Blvd.
Suite 1630
Fort Lauderdale, FL 33301
Registration History
1985199019952000200520102015202020252 FIRMS2013 - Present (12 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)1985 - 2013 (27 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1981 - 1985 (4 years)IAMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)1989 - 2013 (23 years)
License(s)

State Registrations

B
Alabama 2/13/2013

B
Minnesota 2/13/2013

B
Arizona 2/13/2013

B
Mississippi 7/10/2017

B
California 10/12/2018

B
New York 2/13/2013

B
Colorado 2/13/2013

B
North Carolina 8/18/2015

B
Delaware 11/12/2021

B
Pennsylvania 2/13/2013

B
Florida 2/13/2013

B
South Carolina 2/13/2013

IA
Florida 2/13/2013

B
Texas 9/19/2019

B
Idaho 5/13/2019

IA
Texas 10/13/2020

B
Illinois 2/13/2013

B
Virginia 2/13/2013

B
Kentucky 7/31/2024

B
Wisconsin 7/13/2015

B
Massachusetts 2/13/2013

IA
Wisconsin 7/23/2015

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
201 E. Las Olas Blvd. Suite 1630, Fort Lauderdale, FL 33301
Registered with this firm since 2/13/2013

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
201 E. Las Olas Blvd. Suite 1630, Fort Lauderdale, FL 33301
Registered with this firm since 2/13/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/06/1989 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) FT. LAUDERDALE, FL
B
10/16/1985 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) FT. LAUDERDALE, FL
B
06/23/1981 - 10/28/1985 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.