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ROGER MERRILL SMEDLEY
CRD#: 733726
IA
B
SMEDLEY FINANCIAL SERVICES INCCRD#: 110870 102 S. 200 E., SUITE 100
SALT LAKE CITY, UT 84111
SALT LAKE CITY, UT 84111
OSAIC WEALTH, INC.CRD#: 23131 102 S. 200 E Suite 100
SALT LAKE CITY, UT 84111-3108
SALT LAKE CITY, UT 84111-3108
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Disclosures
42
Years of Experience
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State Registrations
IA
Texas 1/27/1998
B
Utah 6/14/2024
IA
Utah 10/3/1999
SRO Registrations
B
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IA
Registered with this firm since 1/27/1998
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Registered with this firm since 6/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/26/1991 - 06/14/2024 | SALT LAKE CITY, UT | |
B | 10/22/1985 - 03/04/1991 | BOSTON, MA | |
B | 05/16/1984 - 10/29/1985 | ||
B | 06/23/1981 - 07/11/1983 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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