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Detailed Report
BEN B ESHAGHI
BEHZAD ESHAGHI, BEN BEHZAD ESHAGHI, BEN ESHAGHI
CRD#: 733675
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 617 VETERANS BLVD
SUITE 117
REDWOOD CITY, CA 94063
Registration History
1985199019952000200520102015202020252 FIRMS2018 - Present (6 years)BSIGNATOR INVESTORS, INC. (CRD# 468)1982 - 2018 (36 years)BJOHN HANCOCK MUTUAL LIFE INSUR... (CRD# 5181)1982 - 1997 (14 years)BWADDELL & REED, INC. (CRD# 866)1981 - 1982 (<1 year)IASIGNATOR INVESTORS, INC. (CRD# 468)1998 - 2018 (20 years)
License(s)

State Registrations

B
California 11/2/2018
B
Nevada 11/2/2018
IA
California 11/2/2018
B
Texas 3/8/2021
B
Massachusetts 7/9/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
617 VETERANS BLVD SUITE 117, REDWOOD CITY, CA 94063
Registered with this firm since 11/2/2018
B
OSAIC WEALTH, INC. (CRD#:23131)
617 VETERANS BLVD SUITE 117, REDWOOD CITY, CA 94063
Registered with this firm since 11/2/2018
Previous Registration(s)
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IA
 05/15/1998 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) SAN MATEO, CA
B
 06/23/1982 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) SAN MATEO, CA
B
 06/23/1982 - 05/01/1997 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
B
 06/03/1981 - 05/11/1982 WADDELL & REED, INC. (CRD#:866)
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.