Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Jae Charles Rood
CRD#: 7336638
IA
Investment Adviser
B
Broker
FIRST COMMAND ADVISORY SERVICESCRD#: 281958 1277 Kelly Johnson Blvd.
Suite 260
Colorado Springs, CO 80920
FIRST COMMAND BROKERAGE SERVICES, INC.CRD#: 3641 1277 KELLY JOHNSON BLVD.
SUITE 260
COLORADO SPRINGS, CO 80920
Registration History
2021202220232024202520262 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Colorado 4/25/2022
IA
Colorado 10/31/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIRST COMMAND ADVISORY SERVICES (CRD#:281958)
1277 Kelly Johnson Blvd. Suite 260, Colorado Springs, CO 80920
Colorado Springs, CO
Registered with this firm since 7/9/2021
B
FIRST COMMAND BROKERAGE SERVICES, INC. (CRD#:3641)
1277 KELLY JOHNSON BLVD. SUITE 260, COLORADO SPRINGS, CO 80920
Colorado Springs, CO
Registered with this firm since 5/28/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.