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Collin R Spence
COLLIN RITTER SPENCE, Colliin Spence
CRD#: 7336448
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 7500 Dallas Parkway
Suite 500
Plano, TX 75024
Registration History
2021202220232024202520262 FIRMS2022 - Present (2 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2021 - 2021 (<1 year)
License(s)

State Registrations

B
Alabama 9/12/2022

B
Montana 9/14/2022

B
Arizona 9/12/2022

B
Nebraska 9/14/2022

B
Arkansas 9/12/2022

B
New Jersey 9/14/2022

B
California 9/12/2022

B
New Mexico 9/14/2022

B
Colorado 9/12/2022

B
New York 9/14/2022

B
Connecticut 9/14/2022

B
North Carolina 9/14/2022

B
Delaware 9/14/2022

B
Ohio 9/15/2022

B
District of Columbia 9/14/2022

B
Oklahoma 9/14/2022

B
Florida 9/14/2022

B
Oregon 9/14/2022

B
Georgia 9/14/2022

B
Pennsylvania 9/14/2022

B
Illinois 9/14/2022

B
Puerto Rico 9/14/2022

B
Indiana 9/14/2022

B
South Carolina 9/14/2022

B
Iowa 10/31/2023

B
Tennessee 9/14/2022

B
Kentucky 9/14/2022

B
Texas 8/1/2022

B
Louisiana 9/14/2022

IA
Texas 8/1/2022

B
Maryland 9/14/2022

B
Utah 1/2/2024

B
Massachusetts 9/14/2022

B
Virginia 9/14/2022

B
Michigan 9/14/2022

B
Washington 9/14/2022

B
Mississippi 9/14/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
7500 Dallas Parkway Suite 500, Plano, TX 75024
Registered with this firm since 8/1/2022

B
MORGAN STANLEY (CRD#:149777)
7500 Dallas Parkway Suite 500, Plano, TX 75024
Registered with this firm since 4/7/2022

Previous Registration(s)
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B
10/11/2021 - 12/13/2021 CHARLES SCHWAB & CO., INC. (CRD#:5393) Westlake, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.