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Dante Michael Dominguez
DANTE DOMINGUEZ
CRD#: 7336405
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
2021202220232024202520262 FIRMS2024 - Present (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - 2024 (1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2021 - 2022 (1 year)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - 2024 (1 year)
License(s)

State Registrations

B
Arizona 10/21/2024

B
Michigan 10/21/2024

B
Florida 10/21/2024

B
Minnesota 10/21/2024

B
Illinois 10/18/2024

B
Missouri 10/21/2024

IA
Illinois 10/18/2024

B
Nevada 10/21/2024

B
Indiana 10/21/2024

B
Texas 10/21/2024

B
Iowa 10/21/2024

IA
Texas 11/12/2024

B
Kentucky 10/21/2024

B
Wisconsin 10/21/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 10/18/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 10/18/2024

Previous Registration(s)
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02/21/2023 - 09/28/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) Chicago, IL
B
12/19/2022 - 09/28/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) Chicago, IL
B
05/07/2021 - 11/25/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) Chicago, IL
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.