Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Jonathan Andrew Gahan
Jon Gahan
CRD#: 7335454
IA
Investment Adviser
B
Previous Broker
FISHER INVESTMENTSCRD#: 107342 3109 W Dr Martin Luther King Jr Blvd
Suite 600
Tampa, FL 33607
Registration History
2021202220232024202520262 FIRMS2023 - 2024 (1 year)IAFISHER INVESTMENTS (CRD# 107342)2024 - Present (<1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2021 - 2023 (2 years)
License(s)

State Registrations

IA
Florida 10/24/2024
IA
Texas 10/21/2024
Current Registration(s)
IA
FISHER INVESTMENTS (CRD#:107342)
3109 W Dr Martin Luther King Jr Blvd Suite 600, Tampa, FL 33607
Registered with this firm since 10/21/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/25/2023 - 08/28/2024 KEY INVESTMENT SERVICES LLC (CRD#:136300) Utica, NY
B
 06/05/2023 - 08/28/2024 KEY INVESTMENT SERVICES LLC (CRD#:136300) Utica, NY
B
 03/22/2021 - 06/14/2023 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) NEW HARTFORD, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.