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Detailed Report
Peter Perez
Peter Anthony Perez I, Peter Anthony Perez
CRD#: 7334270
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 SAN ANTONIO, TX
Registration History
JulOct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2022 - 2022 (<1 year)
License(s)

State Registrations

B
Pennsylvania 11/15/2023
B
Texas 11/15/2023
IA
Pennsylvania 11/15/2023
IA
Texas 11/15/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
SAN ANTONIO, TX
Registered with this firm since 11/15/2023
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
SAN ANTONIO, TX
Registered with this firm since 11/15/2023
Previous Registration(s)
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IA
 05/24/2023 - 09/06/2023 PRINCIPAL ASSET MANAGEMENT (CRD#:109002) San Antonio, TX
B
 05/23/2023 - 09/06/2023 PRINCIPAL FUNDS DISTRIBUTOR, INC. (CRD#:43261) DES MOINES, IA
B
 04/04/2022 - 09/16/2022 NYLIFE SECURITIES LLC (CRD#:5167) SAN ANTONIO, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.