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Detailed Report
Paige Richards
Pai Herrick, Paige N Herrick, Paige Nicole Herrick, Paige Herrick
CRD#: 7332375
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 8111 PRESTON ROAD
DALLAS, TX 75225
Registration History
2021202220232024202520262 FIRMS2021 - 2024 (2 years)2 FIRMS2024 - Present (1 year)
License(s)

State Registrations

B
Alabama 11/27/2024
B
Ohio 4/3/2025
B
Arizona 2/6/2025
B
Oregon 3/30/2025
B
California 8/6/2024
B
Texas 3/13/2024
B
Florida 6/26/2024
IA
Texas 3/13/2024
B
Hawaii 5/16/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
8111 PRESTON ROAD, DALLAS, TX 75225
Registered with this firm since 3/13/2024
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
8111 PRESTON ROAD, DALLAS, TX 75225
Registered with this firm since 3/13/2024
Previous Registration(s)
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IA
 08/19/2021 - 03/14/2024 HILLTOP SECURITIES INC. (CRD#:6220) DALLAS, TX
B
 05/07/2021 - 03/14/2024 HILLTOP SECURITIES INC. (CRD#:6220) DALLAS, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.