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RICHARD HARLAN GILMORE
RICHARD H GILMORE
CRD#: 733233
IA
Investment Adviser
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Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 3050 PEACHTREE ROAD, NW
SUITE 600
ATLANTA, GA 30305
Registration History
1985199019952000200520102015202020252 FIRMS2009 - 2013 (3 years)2 FIRMS2013 - Present (11 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2002 - 2009 (7 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)2002 - 2002 (<1 year)BTHE ROBINSON-HUMPHREY COMPANY, LLC (CRD# 723)1988 - 2002 (13 years)BINTERSTATE SECURITIES CORPORATION (CRD# 431)1984 - 1988 (4 years)BJ.C. BRADFORD & CO. (CRD# 1287)1981 - 1984 (2 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2003 - 2009 (6 years)
License(s)

State Registrations

B
California 1/7/2021

B
Michigan 2/13/2013

B
Delaware 2/25/2021

B
New York 2/13/2013

B
Florida 2/13/2013

B
North Carolina 2/8/2023

IA
Florida 12/20/2021

B
Oklahoma 4/25/2023

B
Georgia 2/13/2013

B
Puerto Rico 4/25/2023

IA
Georgia 2/13/2013

B
South Carolina 2/13/2013

B
Maryland 1/10/2020

B
Virginia 12/6/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
3050 PEACHTREE ROAD, NW SUITE 600, ATLANTA, GA 30305
Fernandina Beach, FL
Registered with this firm since 2/13/2013

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
3050 PEACHTREE ROAD, NW SUITE 600, ATLANTA, GA 30305
Fernandina Beach, FL
Registered with this firm since 2/13/2013

Previous Registration(s)
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IA
12/23/2009 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) ATLANTA, GA
B
12/11/2009 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) ATLANTA, GA
IA
01/16/2003 - 12/15/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
B
10/25/2002 - 12/15/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
B
01/02/2002 - 11/01/2002 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
05/16/1988 - 01/02/2002 THE ROBINSON-HUMPHREY COMPANY, LLC (CRD#:723) ATLANTA, GA
B
03/05/1984 - 05/24/1988 INTERSTATE SECURITIES CORPORATION (CRD#:431)
B
06/23/1981 - 03/05/1984 J.C. BRADFORD & CO. (CRD#:1287)
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B
Broker
IA
Investment Adviser
Disclosures
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