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Andrew Young
John Andrew Young
CRD#: 7332074
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 6019 BERKSHIRE LN
DALLAS, TX 75225
Registration History
20202021202220232024202520262 FIRMS2021 - 2023 (2 years)2 FIRMS2024 - Present (<1 year)
Disclosure(s)
View By:
11/19/2020
Financial
Final
License(s)

State Registrations

B
Arkansas 7/15/2024

B
New Mexico 7/10/2024

B
Colorado 7/10/2024

B
Oklahoma 7/9/2024

B
Florida 7/10/2024

IA
Texas 6/17/2024

B
Louisiana 7/31/2024

B
Texas 6/18/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
6019 BERKSHIRE LN, DALLAS, TX 75225
Registered with this firm since 6/17/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
6019 BERKSHIRE LN, DALLAS, TX 75225
Registered with this firm since 6/17/2024

Previous Registration(s)
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IA
04/09/2021 - 07/07/2023 EDWARD JONES (CRD#:250) DALLAS, TX
B
03/18/2021 - 07/07/2023 EDWARD JONES (CRD#:250) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.