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BENJAMIN DWAYNE SMITH
Ben Smith
CRD#: 7329400
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 1541 FORDING ISLAND ROAD UNIT 4
[SATELLITE]
HILTON HEAD ISLAND, SC 29926
Registration History
2021202220232024202520262 FIRMS2021 - 2022 (1 year)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Arizona 3/5/2024

B
Montana 1/8/2025

B
California 3/5/2024

B
New Jersey 3/5/2024

B
Colorado 1/8/2025

B
New York 3/5/2024

B
Connecticut 3/5/2024

B
North Carolina 1/8/2025

B
Florida 3/5/2024

B
Ohio 4/18/2023

B
Georgia 11/21/2022

B
Oklahoma 1/8/2025

B
Illinois 4/17/2023

B
Pennsylvania 3/5/2024

B
Indiana 11/21/2022

B
South Carolina 11/21/2022

B
Kansas 1/8/2025

IA
South Carolina 11/21/2022

B
Kentucky 1/8/2025

B
South Dakota 1/8/2025

B
Louisiana 3/5/2024

B
Tennessee 3/13/2024

B
Maine 3/5/2024

B
Texas 3/5/2024

B
Maryland 3/5/2024

IA
Texas 3/6/2024

B
Massachusetts 1/10/2025

B
Virginia 11/21/2022

B
Michigan 1/8/2025

B
West Virginia 1/10/2025

B
Minnesota 1/8/2025

B
Wisconsin 1/8/2025

B
Missouri 1/10/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
1541 FORDING ISLAND ROAD UNIT 4 [SATELLITE], HILTON HEAD ISLAND, SC 29926
Registered with this firm since 11/21/2022

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
1541 FORDING ISLAND ROAD UNIT 4 [SATELLITE], HILTON HEAD ISLAND, SC 29926
Registered with this firm since 11/21/2022

Previous Registration(s)
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IA
04/22/2021 - 11/21/2022 FIRST COMMAND ADVISORY SERVICES (CRD#:281958) Beaufort, SC
B
03/08/2021 - 11/21/2022 FIRST COMMAND BROKERAGE SERVICES, INC. (CRD#:3641) BEAUFORT, SC
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.