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Detailed Report
SEBASTIAN ERNESTO ITURRIAGA
CRD#: 7327882
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 2811 PONCE DE LEON BOULEVARD
SUITE 900
CORAL GABLES, FL 33134
Registration History
202120222023202420252026IAOPPENHEIMER & CO. INC. (CRD# 249)2022 - Present (2 years)BOPPENHEIMER & CO. INC. (CRD# 249)2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 5/20/2022
B
Nebraska 2/22/2024
B
California 2/15/2022
B
Nevada 5/20/2022
B
Connecticut 5/20/2022
B
New Jersey 5/20/2022
B
Delaware 11/11/2022
B
New Mexico 5/20/2022
B
District of Columbia 11/11/2022
B
New York 5/20/2022
B
Florida 6/14/2021
B
North Carolina 5/23/2022
IA
Florida 4/26/2022
B
Oklahoma 1/20/2023
B
Georgia 5/20/2022
B
Pennsylvania 5/20/2022
B
Idaho 11/11/2022
B
Puerto Rico 11/11/2022
B
Illinois 5/20/2022
B
South Carolina 5/20/2022
B
Maine 2/9/2024
B
Texas 5/20/2022
B
Maryland 5/20/2022
B
Virginia 5/20/2022
B
Massachusetts 12/8/2023
B
Washington 11/11/2022
B
Michigan 5/20/2022
B
Wyoming 5/20/2022
B
Minnesota 11/18/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
2811 PONCE DE LEON BOULEVARD SUITE 900, CORAL GABLES, FL 33134
Registered with this firm since 4/26/2022
B
OPPENHEIMER & CO. INC. (CRD#:249)
2811 PONCE DE LEON BOULEVARD SUITE 900, CORAL GABLES, FL 33134
Registered with this firm since 6/12/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.