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JAMES ALLAN SMITH
CRD#: 7326480
IA
Investment Adviser
B
Broker
ASSET ALLOCATION STRATEGIES, LLCCRD#: 152339 FENNVILLE, MI
GLP INVESTMENT SERVICES, LLCCRD#: 25450 FENNVILLE, MI
Registration History
202120222023202420252026IAASSET ALLOCATION STRATEGIES, LLC (CRD# 152339)2022 - Present (3 years)BGLP INVESTMENT SERVICES, LLC (CRD# 25450)2021 - Present (3 years)
License(s)

State Registrations

B
Michigan 5/6/2021

IA
Michigan 2/28/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ASSET ALLOCATION STRATEGIES, LLC (CRD#:152339)
FENNVILLE, MI
Registered with this firm since 2/28/2022

B
GLP INVESTMENT SERVICES, LLC (CRD#:25450)
FENNVILLE, MI
Registered with this firm since 3/27/2021

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.