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Christian George Francaviglia
CRD#: 7325876
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
CHICAGO, IL 60606
0
Disclosures
2
Years of Experience
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State Registrations
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Arizona 2/11/2025
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Michigan 2/11/2025
B
Florida 2/11/2025
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Minnesota 2/11/2025
B
Illinois 2/10/2025
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Missouri 2/11/2025
IA
Illinois 2/10/2025
B
Nevada 2/11/2025
B
Indiana 2/11/2025
B
Texas 2/11/2025
B
Iowa 2/11/2025
IA
Texas 2/14/2025
B
Kentucky 2/11/2025
B
Wisconsin 2/11/2025
SRO Registrations
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IA
Registered with this firm since 2/10/2025
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Registered with this firm since 2/10/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/28/2022 - 01/30/2025 | Chicago, IL | |
B | 07/28/2022 - 01/30/2025 | Chicago, IL | |
IA | 04/11/2022 - 06/30/2022 | ROLLING MEADOWS, IL | |
B | 02/21/2022 - 06/30/2022 | ROLLING MEADOWS, IL |
ROLLING MEADOWS, IL
04/11/2022 - 06/30/2022
ROLLING MEADOWS, IL
02/21/2022 - 06/30/2022
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.