• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
PAUL EDWARD FERRY
PAUL E FERRY
CRD#: 732477
IA
Investment Adviser
B
Previous Broker
FERRY CAPITAL MANAGEMENT LLCCRD#: 171725 Duck, NC
Registration History
198519901995200020052010201520202025IAFERRY CAPITAL MANAGEMENT LLC (CRD# 171725)2019 - Present (5 years)BPIPER JAFFRAY & CO. (CRD# 665)2002 - 2006 (4 years)BEBONDTRADE (CRD# 47396)2000 - 2001 (1 year)BU.S. BANCORP PIPER JAFFRAY INC. (CRD# 665)1990 - 1999 (9 years)BGLICKENHAUS & CO. (CRD# 2016)1987 - 1990 (3 years)BBOETTCHER & COMPANY, INC. (CRD# 101)1988 - 1990 (1 year)BMATTHEWS & WRIGHT CAPITAL, INC. (CRD# 10939)1985 - 1987 (2 years)BMATTHEWS & WRIGHT, INC. (CRD# 7025)1983 - 1987 (4 years)BGOLDMAN, SACHS & CO. (CRD# 361)1981 - 1982 (1 year)IAMULLINS INVESTMENT MANAGEMENT,... (CRD# 114466)2014 - 2019 (5 years)IAFERRY CAPITAL MANAGEMENT LLC (CRD# 171725)2017 - 2018 (1 year)IAFERRY CAPITAL MANAGEMENT LLC (CRD# 171725)2014 - 2016 (2 years)
Disclosure(s)
View By:
11/25/2019
Regulatory
Final
License(s)

State Registrations

IA
Minnesota 11/26/2019

IA
North Carolina 4/21/2020

Current Registration(s)
IA
FERRY CAPITAL MANAGEMENT LLC (CRD#:171725)
Duck, NC
Registered with this firm since 11/26/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/28/2014 - 01/03/2019 MULLINS INVESTMENT MANAGEMENT, INC. (CRD#:114466) EDINA, MN
IA
01/24/2017 - 12/31/2018 FERRY CAPITAL MANAGEMENT LLC (CRD#:171725) Duck, NC
IA
11/18/2014 - 12/31/2016 FERRY CAPITAL MANAGEMENT LLC (CRD#:171725) EDINA, MN
B
05/23/2002 - 08/24/2006 PIPER JAFFRAY & CO. (CRD#:665) MINNEAPOLIS, MN
B
04/20/2000 - 12/03/2001 EBONDTRADE (CRD#:47396) WALNUT CREEK, CA
B
05/24/1990 - 12/23/1999 U.S. BANCORP PIPER JAFFRAY INC. (CRD#:665) MINNEAPOLIS, MN
B
05/11/1987 - 06/14/1990 GLICKENHAUS & CO. (CRD#:2016) NEW YORK, NY
B
06/09/1988 - 05/22/1990 BOETTCHER & COMPANY, INC. (CRD#:101)
B
01/31/1985 - 05/02/1987 MATTHEWS & WRIGHT CAPITAL, INC. (CRD#:10939)
B
02/22/1983 - 05/02/1987 MATTHEWS & WRIGHT, INC. (CRD#:7025)
B
06/23/1981 - 12/20/1982 GOLDMAN, SACHS & CO. (CRD#:361)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.