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WILLIAM LEON WALTER
BILL WALTER
CRD#: 732473
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 203 2ND ST NE
WASECA, MN 56093
Registration History
198519901995200020052010201520202025IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2013 - Present (11 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1981 - Present (43 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1981 - 2006 (25 years)BIDS FINANCIAL SERVICES INC. (CRD# 6320)1981 - 1986 (5 years)
Disclosure(s)
View By:
3/6/2006
Customer Dispute
Denied
License(s)

State Registrations

B
Minnesota 12/24/1986

IA
Minnesota 12/10/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
203 2ND ST NE, WASECA, MN 56093
Waseca, MN
Registered with this firm since 12/10/2013

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
203 2ND ST NE, WASECA, MN 56093
Waseca, MN
Registered with this firm since 6/15/1981

Previous Registration(s)
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B
06/15/1981 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
06/15/1981 - 12/24/1986 IDS FINANCIAL SERVICES INC. (CRD#:6320)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.