Individual Firm
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SARAH ELIZABETH STRATTON
CRD#: 732303
IA
B
MORGAN STANLEYCRD#: 149777 31099 Chagrin Boulevard
Pepper Pike, OH 44124
Pepper Pike, OH 44124
0
Disclosures
43
Years of Experience
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State Registrations
B
Arizona 8/25/2017
B
New Hampshire 12/19/2024
B
Arkansas 8/25/2017
B
New Jersey 8/30/2024
B
California 8/25/2017
B
New York 8/25/2017
B
Colorado 8/25/2017
B
North Carolina 1/2/2020
B
District of Columbia 9/18/2017
B
Ohio 8/25/2017
B
Florida 8/25/2017
IA
Ohio 8/25/2017
B
Georgia 8/25/2017
B
South Carolina 4/3/2018
B
Illinois 8/25/2017
B
Texas 8/25/2017
B
Kentucky 8/25/2017
IA
Texas 8/25/2017
B
Louisiana 8/25/2017
B
Vermont 8/12/2024
B
Maryland 8/25/2017
B
Virginia 8/25/2017
B
Massachusetts 8/25/2017
B
Washington 8/25/2017
B
Michigan 8/25/2017
B
Wisconsin 3/13/2018
B
Montana 6/23/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 8/25/2017
B
Registered with this firm since 8/25/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/13/1999 - 09/08/2017 | PEPPER PIKE, OH | |
B | 07/24/1992 - 09/08/2017 | PEPPER PIKE, OH | |
B | 06/23/1981 - 07/28/1992 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.