Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Alexander Joseph Murray
CRD#: 7321747
IA
Investment Adviser
SMART WEALTH, LLCCRD#: 315496 13815 FNB PARKWAY, SUITE 400
OMAHA, NE 68154
Registration History
202120222023202420252026IASMART WEALTH, LLC (CRD# 315496)2021 - Present (3 years)
License(s)

State Registrations

IA
Arizona 2/16/2023
IA
Nebraska 10/28/2021
IA
Colorado 7/18/2023
IA
Nevada 8/5/2024
IA
Florida 3/13/2023
IA
Ohio 8/5/2024
IA
Indiana 11/12/2024
IA
South Carolina 11/8/2023
IA
Iowa 2/15/2023
IA
Texas 2/15/2023
IA
Kentucky 8/6/2024
IA
Virginia 8/6/2024
IA
Maryland 8/5/2024
Current Registration(s)
IA
SMART WEALTH, LLC (CRD#:315496)
13815 FNB PARKWAY, SUITE 400, OMAHA, NE 68154
Registered with this firm since 10/28/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.