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Detailed Report
JOHN MICHAEL TOWNSEND
John michael Townsend, John Townsend
CRD#: 7319756
IA
Investment Adviser
B
Broker
D.A. DAVIDSON & CO.CRD#: 199 16130 VENTURA BLVD
SUITE 460
ENCINO, CA 91436
Registration History
2021202220232024202520264 FIRMS2021 - 2021 (<1 year)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 12/8/2021
B
Montana 12/8/2021
B
Alaska 12/8/2021
B
Nebraska 12/8/2021
B
Arizona 12/8/2021
B
Nevada 12/8/2021
B
Arkansas 12/7/2021
B
New Hampshire 12/20/2023
IA
California 12/6/2021
B
New Jersey 12/8/2021
B
California 12/7/2021
B
New Mexico 12/8/2021
B
Colorado 12/8/2021
B
New York 12/8/2021
B
Connecticut 12/8/2021
B
North Carolina 12/8/2021
B
District of Columbia 12/8/2021
B
Ohio 12/9/2021
B
Florida 12/8/2021
B
Oklahoma 12/8/2021
B
Georgia 11/19/2024
B
Oregon 12/8/2021
B
Hawaii 12/8/2021
B
Pennsylvania 12/8/2021
B
Idaho 12/8/2021
B
Rhode Island 12/8/2021
B
Illinois 12/8/2021
B
South Carolina 3/26/2024
B
Indiana 12/8/2021
B
South Dakota 12/8/2021
B
Iowa 12/8/2021
B
Tennessee 12/8/2021
B
Maryland 12/8/2021
B
Texas 12/8/2021
B
Massachusetts 12/8/2021
IA
Texas 12/8/2021
B
Michigan 12/8/2021
B
Utah 12/8/2021
B
Minnesota 12/8/2021
B
Virginia 12/8/2021
B
Mississippi 12/8/2021
B
Washington 12/8/2021
B
Missouri 12/8/2021
B
Wisconsin 12/8/2021

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
D.A. DAVIDSON & CO. (CRD#:199)
16130 VENTURA BLVD SUITE 460, ENCINO, CA 91436
Registered with this firm since 12/6/2021
B
D.A. DAVIDSON & CO. (CRD#:199)
16130 VENTURA BLVD SUITE 460, ENCINO, CA 91436
Registered with this firm since 12/6/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/23/2021 - 10/21/2021 GWN SECURITIES INC. (CRD#:128929) PASADENA, CA
B
 06/22/2021 - 10/21/2021 GWN SECURITIES INC. (CRD#:128929) PASADENA, CA
IA
 02/16/2021 - 06/23/2021 EQUITABLE ADVISORS, LLC (CRD#:6627) LOS ANGELES, CA
B
 01/07/2021 - 06/23/2021 EQUITABLE ADVISORS, LLC (CRD#:6627) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.