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James H Naples III
James H Naples
CRD#: 7317374
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1600 STEWART AVE
STE 303
WESTBURY, NY 11590
Registration History
2020202120222023202420252026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2021 - Present (3 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2020 - Present (4 years)
License(s)

State Registrations

B
Colorado 6/7/2023

IA
New York 5/7/2021

B
Florida 6/7/2023

B
North Carolina 12/4/2023

B
New Jersey 6/7/2023

B
South Carolina 1/22/2024

B
New York 5/7/2021

B
Virginia 5/16/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1600 STEWART AVE STE 303, WESTBURY, NY 11590
North Bellmore, NY
Registered with this firm since 5/7/2021

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1600 STEWART AVE STE 303, WESTBURY, NY 11590
North Bellmore, NY
Registered with this firm since 12/12/2020

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.