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John Nicholas May
Nick May
CRD#: 7316921
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 14851 N. SCOTTSDALE ROAD
SUITE 103
SCOTTSDALE, AZ 85254
SUITE 103
SCOTTSDALE, AZ 85254
0
Disclosures
4
Years of Experience
View By:
State Registrations
B
Alaska 2/27/2025
IA
Louisiana 5/12/2023
IA
Alaska 2/28/2025
B
North Carolina 1/31/2025
B
Arizona 7/23/2021
IA
North Carolina 1/31/2025
IA
Arizona 8/9/2021
B
Oklahoma 2/11/2022
B
California 3/29/2022
IA
Oklahoma 2/14/2022
IA
California 4/1/2022
B
Pennsylvania 8/19/2021
B
Kansas 4/25/2022
IA
Pennsylvania 8/20/2021
IA
Kansas 4/29/2022
B
Texas 12/15/2021
B
Louisiana 5/10/2023
IA
Texas 12/16/2021
SRO Registrations
B
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IA
Registered with this firm since 8/9/2021
B
Registered with this firm since 7/9/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/10/2021 - 06/25/2021 | BELLEVUE, WA | |
B | 12/10/2020 - 06/25/2021 | BELLEVUE, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.