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William Lewis
Billy Lewis, William F Lewis, William Frederick Lewis
CRD#: 7316888
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 801 DEFIANCE STREET
WAPAKONETA, OH 45895
Registration History
20202021202220232024202520262 FIRMS2020 - 2022 (1 year)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

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California 3/31/2023

IA
Ohio 5/26/2022

B
Ohio 5/26/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
801 DEFIANCE STREET, WAPAKONETA, OH 45895
Registered with this firm since 5/26/2022

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
801 DEFIANCE STREET, WAPAKONETA, OH 45895
Registered with this firm since 5/24/2022

Previous Registration(s)
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IA
12/22/2020 - 05/02/2022 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) ST. MARYS, OH
B
12/22/2020 - 05/02/2022 PRUCO SECURITIES, LLC. (CRD#:5685) ST. MARYS, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.