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THERESA KEARNS
Theresa Ann Bass, Tess Kearns, Theresa Ann Kearns
CRD#: 7315905
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 30 S WACKER SUITE 3910
CHICAGO, IL 60606
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2021 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)
Disclosure(s)
View By:
7/19/2013
Judgment / Lien
License(s)

State Registrations

B
Arizona 10/15/2024

B
Montana 9/13/2024

B
California 9/13/2024

B
Nevada 10/15/2024

B
Connecticut 9/13/2024

B
New Jersey 9/13/2024

B
Delaware 10/28/2024

B
New Mexico 9/13/2024

B
District of Columbia 9/13/2024

B
New York 9/13/2024

B
Florida 9/13/2024

B
North Carolina 10/24/2024

B
Idaho 9/13/2024

B
North Dakota 9/13/2024

B
Illinois 10/15/2024

B
Ohio 9/13/2024

IA
Illinois 10/15/2024

B
Pennsylvania 9/13/2024

B
Indiana 9/13/2024

B
Rhode Island 10/15/2024

B
Iowa 9/13/2024

B
South Carolina 9/13/2024

B
Kansas 9/13/2024

B
Tennessee 10/15/2024

B
Louisiana 10/30/2024

B
Texas 9/13/2024

B
Michigan 9/13/2024

IA
Texas 9/13/2024

B
Minnesota 10/16/2024

B
Utah 9/13/2024

B
Mississippi 9/13/2024

B
Wisconsin 9/13/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
30 S WACKER SUITE 3910, CHICAGO, IL 60606
Registered with this firm since 9/13/2024

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
30 S WACKER SUITE 3910, CHICAGO, IL 60606
Registered with this firm since 9/13/2024

Previous Registration(s)
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IA
07/23/2021 - 09/30/2024 MORGAN STANLEY (CRD#:149777) Chicago, IL
B
03/27/2021 - 09/30/2024 MORGAN STANLEY (CRD#:149777) Chicago, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.