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Lucas Holmes
Lucas A Holmes
CRD#: 7311049
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 11724 OCEAN GTWY
OCEAN CITY, MD 21842
Registration History
2021202220232024202520262 FIRMS2021 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Delaware 11/27/2024

B
New York 12/3/2024

B
District of Columbia 12/3/2024

B
Pennsylvania 11/27/2024

B
Florida 11/27/2024

B
Texas 12/3/2024

B
Idaho 11/27/2024

IA
Texas 12/18/2024

B
Maryland 11/26/2024

B
Virginia 11/27/2024

IA
Maryland 11/26/2024

B
West Virginia 12/3/2024

B
New Jersey 12/3/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
11724 OCEAN GTWY, OCEAN CITY, MD 21842
Registered with this firm since 11/26/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
11724 OCEAN GTWY, OCEAN CITY, MD 21842
Registered with this firm since 11/26/2024

Previous Registration(s)
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IA
04/07/2021 - 11/11/2024 MORGAN STANLEY (CRD#:149777) Salisbury, MD
B
01/28/2021 - 11/11/2024 MORGAN STANLEY (CRD#:149777) Salisbury, MD
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.